2019 Legal & Legislative Issues Conference

October/November, 2019 | Hotel to be Announced | Washington, DC

This day and a half conference is a valuable forum for banking and securities attorneys, senior compliance officers and regulators providing for an exchange of information, ideas and experiences on current hot topic regulatory and legislative/agency initiatives. The focus is on high-level banking and securities law, enforcement proceedings, financial holding company issues, securities underwriting and distribution, capital markets regulation and public finance. Key industry leaders, regulatory professionals and legislative participants share information about changes in the regulation landscape and current hot topic areas of regulatory and legislative initiatives, including panels of general counsels from the banking, securities and commodities regulatory agencies. 

Obtain CLE / CPE accreditation (among others).

2-for-1, first-timer & team discounts are available. Contact Dorcas Pearce for details.


Early Bird
$995/member & regulator/govt/SRO (2-for-1 registration)
$1,195/non-member (2-for-1 registration)


$1,195/member & regulator/govt/SRO (2-for-1 registration)
$1,395/non-member (2-for-1 registration)